Enhanced Due Diligence Senior Analyst

Interactive Brokers Group, Inc.

Chicago, IL, United States
Base: $75,000 to $85,000 annually; bonus/equity: d...
On-site
3+ years broker dealer or fcm experience
Knowledge of bank secrecy act and patriot act
Experience with trade surveillance and capital markets
The role involves conducting reviews of new and existing clients' KYC profiles and transactions in accordance with established procedures

Job Summary

  • The role involves conducting reviews of new and existing clients' KYC profiles and transactions in accordance with established procedures.
  • Interactive Brokers is a global financial services company recognized as the #1 online broker for six consecutive years.
  • The position offers a competitive salary, annual performance-based bonus, stock grant, and comprehensive health benefits.

Matching Summary

The role involves conducting reviews of new and existing clients' KYC profiles and transactions in accordance with established procedures.

Salary

Base: $75,000 to $85,000 annually; Bonus/Equity: Discretionary cash bonus and stock award; Benefits: 401(k) match, medical/dental/vision, tuition reimbursement

Skills & Requirements

Must-have

  • 3+ years Broker Dealer or FCM experience
  • Knowledge of Bank Secrecy Act and PATRIOT Act
  • Experience with trade surveillance and capital markets
  • Ability to write risk assessments and SARs
  • Strong analytical and problem-solving skills

Nice-to-have

  • Self-motivated with minimal supervision
  • Excellent verbal and written communication
  • Outstanding organizational and time management
  • Detail-oriented project management skills
  • Experience in internal audit or legal functions

Key Requirements

  • Bachelor's degree in law, accounting, or data analytics
  • ACAMS, CFE, CFCS, Series 7, or FINRA licenses
  • 3+ years experience in exchange, regulatory org, or BD/FCM
  • US work authorization required (implied by location)

Work Rights

Not specified

Tailored Resume

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