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State Street is seeking a Senior Associate for their Compliance team, responsible for onboarding clients for investment compliance and maintaining compliance rules. The role involves communication with clients and internal teams to ensure adherence to investment guidelines and operational procedures.
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Job Summary
The role involves onboarding new clients by interpreting investment mandates to create compliance rule matrices.
Employees will perform annual reviews of compliance rules against updated prospectuses and resolve ad-hoc queries regarding portfolio alignment.
State Street fosters an inclusive environment with flexible work-life support and vibrant employee networks for all staff.
Matching Summary
Match Score: 75
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State Street is seeking a Senior Associate for their Compliance team, responsible for onboarding clients for investment compliance and maintaining compliance rules. The role involves communication with clients and internal teams to ensure adherence to investment guidelines and operational procedures.
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Skills & Requirements
Must-have
Investment compliance knowledge
Prospectus interpretation skills
Compliance rule matrix creation
Nice-to-have
Sentinel or Charles River experience
Strong stakeholder communication
Process improvement mindset
Key Requirements
Handson experience with Sentinel or Charles River preferred