Bu Compliance - Senior Associate

STATE STREET

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Investment compliance knowledge
Prospectus interpretation skills
Compliance rule matrix creation
** State Street is seeking a Senior Associate for their Compliance team, responsible for onboarding clients for investment compliance and maintaining compliance rules. The role involves communication with clients and internal teams to ensure adherence to investment guidelines and operational procedures. **

Job Summary

  • The role involves onboarding new clients by interpreting investment mandates to create compliance rule matrices.
  • Employees will perform annual reviews of compliance rules against updated prospectuses and resolve ad-hoc queries regarding portfolio alignment.
  • State Street fosters an inclusive environment with flexible work-life support and vibrant employee networks for all staff.

Matching Summary

Match Score: 75

** State Street is seeking a Senior Associate for their Compliance team, responsible for onboarding clients for investment compliance and maintaining compliance rules. The role involves communication with clients and internal teams to ensure adherence to investment guidelines and operational procedures. **

Skills & Requirements

Must-have

  • Investment compliance knowledge
  • Prospectus interpretation skills
  • Compliance rule matrix creation

Nice-to-have

  • Sentinel or Charles River experience
  • Strong stakeholder communication
  • Process improvement mindset

Key Requirements

  • Handson experience with Sentinel or Charles River preferred

Work Rights

Not specified

Tailored Resume

Cover Letter