Senior Field Supervision Manager

Manulife Financial Corporation

Burlington, Ontario, Canada
Base: $73,725.00 - $122,875.00 cad; bonus/equity: ...
Hybrid
Ciro dealer supervision experience
Daily trade and suitability reviews
Onsite advisor office visits required
Manulife Financial Corporation is seeking a Senior Field Supervision Manager responsible for overseeing daily supervisory activities for advisors registered with CIRO. The role requires strong compliance knowledge and involves training, complex reviews, and collaboration with various teams to ensure adherence to regulatory standards

Job Summary

  • The role is responsible for implementing an effective compliance culture focused on protecting clients and advisory teams at Manulife Wealth Inc.
  • Incumbents must execute complex reviews, manage escalations, and provide training to advisors while ensuring adherence to CIRO requirements.
  • Employees enjoy a flexible hybrid work environment with access to comprehensive benefits including health, dental, and retirement savings plans.

Matching Summary

Match Score: 85

Manulife Financial Corporation is seeking a Senior Field Supervision Manager responsible for overseeing daily supervisory activities for advisors registered with CIRO. The role requires strong compliance knowledge and involves training, complex reviews, and collaboration with various teams to ensure adherence to regulatory standards.

Salary

Base: $73,725.00 - $122,875.00 CAD; Bonus/Equity: Incentive programs tied to performance; Benefits: Health, dental, vision, pension, and paid time off

Skills & Requirements

Must-have

  • CIRO dealer supervision experience
  • Daily trade and suitability reviews
  • Onsite advisor office visits required
  • KYC and new account approvals
  • Complex escalation management

Nice-to-have

  • Strong stakeholder negotiation skills
  • Experience with high-risk products
  • Mentorship of supervision associates
  • Continuous improvement initiatives

Key Requirements

  • 5-7 years CIRO dealer supervision experience
  • Registered as Supervisor and Representative with CIRO
  • Completion of CSC, CPH, Investment Dealer Supervisors Courses
  • Ability to maintain CIRO registration status

Work Rights

Not specified

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