Enforce internal procedures and regulatory requirements
Manage multiple clients from pre-launch to liquidation
Apex Group is seeking a Manager for its Transfer Agency department in Dublin, responsible for overseeing team operations and ensuring compliance with internal and regulatory procedures. The role involves managing team members, building relationships with clients, and driving process improvements in fund administration
Job Summary
The Transfer Agency AVP is responsible for overseeing the team and day-to-day operations, acting as the main escalation point and enforcing procedures while adhering to regulatory requirements.
Key responsibilities include managing multiple clients, reviewing investor AML/KYC, capital activity, client reporting, and AML/FATCA/CRS submissions.
The role requires strong leadership, organizational, and problem-solving skills, with a focus on developing staff and driving process improvements.
Matching Summary
Match Score: 85
Apex Group is seeking a Manager for its Transfer Agency department in Dublin, responsible for overseeing team operations and ensuring compliance with internal and regulatory procedures. The role involves managing team members, building relationships with clients, and driving process improvements in fund administration.
Skills & Requirements
Must-have
Oversee team and day-to-day operations
Enforce internal procedures and regulatory requirements
Manage multiple clients from pre-launch to liquidation
Review AML/KYC and capital activity
Strong client relationship skills
Detailed understanding of fund structures
Nice-to-have
Positive working environment
Solution-focused team
Positive disrupter
Key Requirements
Minimum 5 years of experience in Transfer Agency
Proven record in dealing with AML/KYC/FATCA/CRS
Strong Shareholder Services experience with offshore & onshore & PE funds