Head Of Compliance Usa

ANZ Bank

New York, NY, USA
Base: us$240,000 to us$285,000; bonus/equity: not ...
On-site
Usa regulatory environment knowledge
Us securities regulations experience
Non-financial risk frameworks expertise
The role provides independent compliance oversight across ANZ New York Branch, ANZ Cayman Islands Branch, and ANZ Securities Inc

Job Summary

  • The role provides independent compliance oversight across ANZ New York Branch, ANZ Cayman Islands Branch, and ANZ Securities Inc.
  • Candidates must act as a senior regulatory liaison managing relationships with regulators including OCC, FED, FINRA, and CIMA.
  • The position offers a competitive base salary range of US$240,000 to US$285,000 along with flexible working arrangements.

Matching Summary

The role provides independent compliance oversight across ANZ New York Branch, ANZ Cayman Islands Branch, and ANZ Securities Inc.

Salary

Base: US$240,000 to US$285,000; Bonus/Equity: Not specified; Benefits: Health, wellbeing services, product discounts

Skills & Requirements

Must-have

  • USA Regulatory environment knowledge
  • US securities regulations experience
  • Non-financial risk frameworks expertise
  • External regulator relationship management
  • Broker-dealer business compliance

Nice-to-have

  • Data analysis and synthesis skills
  • Continuous improvement mindset
  • Executive stakeholder communication
  • Challenging the status quo
  • Strong collaboration abilities

Key Requirements

  • FINRA Series 14 qualification preferred
  • Extensive experience in US compliance or risk
  • Demonstrated knowledge of US securities regulations

Work Rights

Not specified

Tailored Resume

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