Operations Regulatory Control Assistant Vice President
Barclays
Glasgow, United Kingdom
On-site
Cass regulatory obligations
Client money and assets protection
Monitoring operational processes
Barclays is seeking an Operations Regulatory Control Assistant Vice President in Glasgow to ensure compliance with regulatory obligations related to client money and assets. The role involves overseeing operational processes, conducting reconciliations, and collaborating with various stakeholders to enhance operational efficiency
Job Summary
Provision of day-to-day services to ensure the bank meets its CASS regulatory obligations in the protection of client money and assets.
To advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness.
Join us in Transaction Reporting Governance at Barclays where you will ensure Private Banking Wealth Management transactions reported to the Regulators are compliant with the relevant regulatory obligations.
Matching Summary
Match Score: 85
Barclays is seeking an Operations Regulatory Control Assistant Vice President in Glasgow to ensure compliance with regulatory obligations related to client money and assets. The role involves overseeing operational processes, conducting reconciliations, and collaborating with various stakeholders to enhance operational efficiency.
Skills & Requirements
Must-have
CASS regulatory obligations
client money and assets protection
monitoring operational processes
execution of regular reconciliation
investigate and resolve discrepancies
on and offboarding of new customers
support audits and regulatory inspections
Nice-to-have
improve efficiency mitigate risk
enhance effectiveness of CASS operations
lead collaborative assignments
guide team members
creative and effective problem solving
communicate complex information
influence or convince stakeholders
Key Requirements
Assistant Vice President level experience
Experience in transaction reporting
Experience in regulatory control
Experience in compliance or governance
Experience in financial services
Proven ability to analyse data
Experience in designing documenting and assessing controls