Capital Markets Middle Office Associate – Prime Services Margin

Wells Fargo

Charlotte, NC, US
Base: $25.48 - $37.98 ph; bonus/equity: incentive ...
Hybrid
6+ months capital markets industry experience
Daily margin processing functions
Regulatory and house margin compliance monitoring
This role involves monitoring accounts daily for Regulatory and House margin compliance within the Prime Services Margin team

Job Summary

  • This role involves monitoring accounts daily for Regulatory and House margin compliance within the Prime Services Margin team.
  • The position requires working closely with IT and Program Management to implement margin system enhancements and document related policies.
  • Wells Fargo offers a comprehensive set of benefits including health benefits, a 401(k) Plan, paid time off, and tuition reimbursement.

Matching Summary

This role involves monitoring accounts daily for Regulatory and House margin compliance within the Prime Services Margin team.

Salary

Base: $25.48 - $37.98 per hour; Bonus/Equity: Incentive opportunities may be available; Benefits: Health benefits, 401(k), Paid time off, Disability, Life insurance

Skills & Requirements

Must-have

  • 6+ months Capital Markets industry experience
  • Daily margin processing functions
  • Regulatory and House margin compliance monitoring
  • Exception report review and resolution
  • UAT planning and testing participation

Nice-to-have

  • Margin experience servicing Prime Brokerage business
  • Knowledge of Reg-T, Reg-U, Portfolio Margin
  • Understanding of Rehypothecation and Securities Lending
  • Experience with Broadridge systems
  • MIS presentation and report writing skills

Key Requirements

  • 6+ months Capital Markets industry experience
  • No Visa sponsorship eligibility
  • Successful completion of FINRA background screening

Work Rights

Not specified

Tailored Resume

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