Principal Adviser

ASX OPERATIONS PTY

Hybrid
Broad understanding of financial products
Detailed knowledge of participant systems
Sophisticated compliance and risk methodologies
ASX Operations Pty is seeking a Principal Adviser for its Participants Compliance Team, responsible for monitoring compliance standards and ensuring adherence to the ASX Operating Rules. The ideal candidate will possess significant experience in financial markets and compliance, along with strong analytical and communication skills. This role offers a dynamic work environment with a commitment to diversity and inclusion

Job Summary

  • The ASX Participants Compliance Team plays a crucial role in upholding standards by monitoring participants to ensure they act in accordance with ASX Operating Rules.
  • As the Principal Adviser, you will assist in managing compliance relationships, conducting reviews, and providing recommendations on compliance issues to maintain market integrity.
  • ASX fosters an inclusive workplace culture that celebrates diversity and offers flexible working arrangements including hybrid options.

Matching Summary

Match Score: 85

ASX Operations Pty is seeking a Principal Adviser for its Participants Compliance Team, responsible for monitoring compliance standards and ensuring adherence to the ASX Operating Rules. The ideal candidate will possess significant experience in financial markets and compliance, along with strong analytical and communication skills. This role offers a dynamic work environment with a commitment to diversity and inclusion.

Skills & Requirements

Must-have

  • Broad understanding of financial products
  • Detailed knowledge of participant systems
  • Sophisticated compliance and risk methodologies
  • Critical analysis of regulatory obligations
  • Exceptional verbal and written communication skills

Nice-to-have

  • Experience drafting policy and rule changes
  • Demonstrated change management skills
  • Knowledge of BCP and disaster recovery frameworks

Key Requirements

  • Tertiary qualification in law, accounting, finance, business, or economics
  • Significant relevant industry experience in financial markets
  • Must be legally authorised to work in Australia permanently

Work Rights

Must have permanent work authorization without restrictions

Tailored Resume

Cover Letter