Base: $123,700 - $206,100; bonus/equity: not speci...
Not specified
U.s. securities licenses
Experience in securities markets compliance
Expertise in regulatory requirements
The London Stock Exchange Group (LSEG) is seeking a Senior Compliance Manager for their Digital and Securities Market (DSM) Compliance team, focusing on regulatory oversight for the U.S. broker-dealer program. The ideal candidate should possess relevant experience in securities compliance, hold a Series 24 license, and demonstrate strong communication and problem-solving skills
Job Summary
The Senior Compliance Manager will lead core compliance activity for DMI’s U.S. broker dealer programme.
This role involves reviewing new business proposals against U.S. regulatory requirements.
LSEG offers competitive compensation and a comprehensive benefits program.
Matching Summary
Match Score: 85
The London Stock Exchange Group (LSEG) is seeking a Senior Compliance Manager for their Digital and Securities Market (DSM) Compliance team, focusing on regulatory oversight for the U.S. broker-dealer program. The ideal candidate should possess relevant experience in securities compliance, hold a Series 24 license, and demonstrate strong communication and problem-solving skills.
Salary
Base: $123,700 - $206,100; Bonus/Equity: Not specified; Benefits: Comprehensive benefits program