Distribution Risk And Compliance Manager

Prudential Corporation Asia Ltd

Singapore, Singapore
On-site
Distribution channel compliance
Risk assessment for distribution
Customer complaint analysis
Prudential Corporation Asia Ltd is seeking a Distribution Risk and Compliance Manager in Singapore to ensure compliance within their distribution channels while managing associated risks. The role involves collaboration across departments and requires substantial experience in compliance and risk management within regulated financial institutions

Job Summary

  • Support the Risk and Compliance team in ensuring the company’s distribution channels remain compliant with applicable regulations and managing risks associated with internal and external outsourcing activities.
  • Conduct risk assessments related to distribution channels and the monitoring of representatives’ activity to identify potential market conduct risks.
  • Review third-party product training and marketing materials to ensure alignment with the company standards and regulatory requirements.

Matching Summary

Match Score: 85

Prudential Corporation Asia Ltd is seeking a Distribution Risk and Compliance Manager in Singapore to ensure compliance within their distribution channels while managing associated risks. The role involves collaboration across departments and requires substantial experience in compliance and risk management within regulated financial institutions.

Skills & Requirements

Must-have

  • Distribution channel compliance
  • Risk assessment for distribution
  • Customer complaint analysis
  • Third-party material review
  • Distribution agreement review
  • Outsourcing activity oversight

Nice-to-have

  • Partners for every life
  • Protectors for every future
  • Connect, Grow, and Succeed
  • Adapt to fast-paced situations

Key Requirements

  • 6-8 years of working experience
  • Experience in regulated financial institution
  • Familiar with strong regulatory knowledge
  • Experience in Compliance and Risk processes
  • Experience in project management

Work Rights

Not specified

Tailored Resume

Cover Letter