Financial Advisor Associate - Augusta, Maine

TD Ameritrade

Augusta, Maine, United States of America
Base: $61,880 - $92,560 usd; bonus/equity: variabl...
Onsite
Client financial analysis and planning
Investment and insurance strategy recommendation
Relationship building and retention
TD Ameritrade is seeking a Financial Advisor Associate in Augusta, Maine, to manage client relationships and provide personalized wealth management advice. The role requires strong interpersonal skills and financial expertise to attract and retain clients while ensuring compliance with industry regulations

Job Summary

  • The Financial Advisor Associate works as a fiduciary to analyze client financial information and recommend personalized investment strategies.
  • The role involves developing a client base through acquisition, retention, and educating retail staff on referral opportunities.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, and career development programs.

Matching Summary

Match Score: 85

TD Ameritrade is seeking a Financial Advisor Associate in Augusta, Maine, to manage client relationships and provide personalized wealth management advice. The role requires strong interpersonal skills and financial expertise to attract and retain clients while ensuring compliance with industry regulations.

Salary

Base: $61,880 - $92,560 USD; Bonus/Equity: Variable compensation/incentive awards eligible; Benefits: Health, retirement, PTO, and banking discounts included

Skills & Requirements

Must-have

  • Client financial analysis and planning
  • Investment and insurance strategy recommendation
  • Relationship building and retention
  • SalesForce and Money Guide Pro proficiency
  • Compliance with federal and state regulations

Nice-to-have

  • Strong verbal and written communication skills
  • Self-directed ability to plan activities
  • Experience with retail banking clients
  • Community involvement and charity support

Key Requirements

  • Bachelor's degree strongly preferred
  • SIE & Series 7 licenses required
  • L&H and Series 66 or equivalent required
  • 1+ years relevant work experience in financial services
  • Ability to travel five days a week within territory

Work Rights

Not specified

Tailored Resume

Cover Letter