Analyst, Employee Compliance

BlackRock

Gurugram, India
4d onsite
Employee compliance activities
Personal trading
Outside business activities
BlackRock's Compliance Department protects BlackRock’s reputation and provides client focused advice, understanding challenges and advising on the impact of regulation in our business

Job Summary

  • BlackRock's Compliance Department protects BlackRock’s reputation and provides client focused advice, understanding challenges and advising on the impact of regulation in our business.
  • Key responsibilities include leading the team performing BAU Employee compliance activities, supporting the business in adhering to conduct rules, and developing and delivering training.
  • The role offers opportunity for extensive engagement across all functions, working as a key member of a dynamic and fast-paced Compliance team supporting the business of the largest global asset management firm.

Matching Summary

BlackRock's Compliance Department protects BlackRock’s reputation and provides client focused advice, understanding challenges and advising on the impact of regulation in our business.

Skills & Requirements

Must-have

  • Employee compliance activities
  • Personal Trading
  • Outside Business Activities
  • Gifts and Entertainment
  • MiFID II Knowledge and Competency
  • Regulatory requirements
  • Risk management

Nice-to-have

  • Thought leadership
  • Innovation
  • Collaboration
  • Stakeholder engagement
  • Fresh perspectives

Key Requirements

  • Sector experience in asset management or investment banking
  • Experience in regulatory requirements across key agencies
  • Experience and understanding of personal conflicts
  • Knowledge of current regulatory landscape

Work Rights

Not specified

Tailored Resume

Cover Letter