Base: not specified; bonus/equity: not specified; ...
Equities business compliance expertise
Knowledge of apac equities regulations
Stakeholder relationship management
The TD Compliance Department manages compliance risk globally to align with policies approved by the TD Board of Directors’ Audit and Risk Committees
Job Summary
The TD Compliance Department manages compliance risk globally to align with policies approved by the TD Board of Directors’ Audit and Risk Committees.
The Senior Manager Advisory Compliance role involves providing expert advice on equities business compliance, maintaining professional relationships, and supporting internal stakeholders with regulatory guidance.
TD offers a comprehensive Total Rewards package including health benefits, career development, and a supportive work environment fostering diverse perspectives and growth opportunities.
Matching Summary
The TD Compliance Department manages compliance risk globally to align with policies approved by the TD Board of Directors’ Audit and Risk Committees.
Salary
Base: Not specified; Bonus/Equity: Not specified; Benefits: Health coverage, paid time off, career development, reward programs
Skills & Requirements
Must-have
Equities business compliance expertise
Knowledge of APAC equities regulations
Stakeholder relationship management
Regulatory risk assessment
Advisory compliance policy drafting
Market abuse and trade surveillance
Nice-to-have
Fixed Income knowledge
Training and development delivery
Independent risk identification
Mentoring junior team members
Global compliance coordination
Key Requirements
Minimum 15 years relevant industry experience
At least 5 years equities product experience
Knowledge of regulations and industry best practices