This role ensures adherence to Sections 23A and 23B of the Federal Reserve Act and supports strong enterprise-wide governance of intercompany relationships and transactions
Job Summary
This role ensures adherence to Sections 23A and 23B of the Federal Reserve Act and supports strong enterprise-wide governance of intercompany relationships and transactions.
The officer will perform and continuously enhance the bank’s Regulation W compliance framework, including policies, procedures, and risk assessments.
The position supports governance processes related to organizational changes and new entity formation to assess affiliate implications.
Matching Summary
This role ensures adherence to Sections 23A and 23B of the Federal Reserve Act and supports strong enterprise-wide governance of intercompany relationships and transactions.
Salary
Base: $107,500.00 - $179,100.00 Annual (USD); Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
Regulation W compliance framework
affiliate transaction review and approval
intercompany relationship governance
risk assessments and compliance monitoring
collaboration with Legal, Finance, Treasury
Nice-to-have
effective stakeholder communication
training and guidance delivery
problem-solving and analytical skills
Key Requirements
Minimum 12 years combined education/work experience
8 years compliance, legal, or risk experience in financial services
Strong knowledge of Regulation W
Experience with affiliated entities such as investment advisers or broker-dealers