Withholding tax compliance for us and non-us accounts
Northern Trust is seeking a Manager for Regulatory and Legal Operations in Tempe, Arizona, to oversee complex regulatory and tax obligations in Banking Operations. The ideal candidate will have extensive experience in tax compliance and regulatory reporting, particularly within the financial services sector
Job Summary
The Legal and Regulatory Manager is responsible for overseeing complex regulatory, tax, and reporting obligations across Banking Operations to ensure compliance with federal and state requirements.
This role serves as a key control owner, partnering with Compliance, Control, Risk, and Operations teams to mitigate risk and support internal and external reviews.
Northern Trust offers a balanced hybrid working model allowing flexibility between office and home work within a collaborative culture committed to financial strength and stability.
Matching Summary
Match Score: 85
Northern Trust is seeking a Manager for Regulatory and Legal Operations in Tempe, Arizona, to oversee complex regulatory and tax obligations in Banking Operations. The ideal candidate will have extensive experience in tax compliance and regulatory reporting, particularly within the financial services sector.
Skills & Requirements
Must-have
W-8 and W-9 documentation management
IRS Form 945 and 1042 preparation
Withholding tax compliance for US and non-US accounts
IRA tax maintenance and reporting
Escheatment and CTR filing accuracy
IRS transcript reconciliation and inquiry resolution
Nice-to-have
Experience leading or mentoring tax analysts
Familiarity with IRS Publications 515 and 1187
Strong Excel skills for large data sets
Ability to explain complex tax concepts to non-tax partners
Process improvement and control implementation experience
Key Requirements
Bachelor's degree in Accounting, Finance, Tax, or Business
7+ years of experience in tax compliance or regulatory reporting
Hands-on experience with FATCA and NRA withholding concepts
Advanced knowledge of Bank Secrecy Act requirements