Employee Compliance Analyst

Barclays

Pune, India
Employee conduct policy and standards
Develop training programmes
Implement surveillance and monitoring systems
Investigate employee conduct exceptions, provide oversight & advice and mitigate compliance risks

Job Summary

  • Investigate employee conduct exceptions, provide oversight & advice and mitigate compliance risks.
  • Develop and implement policies related to employee conduct that aligns with regulatory requirements and industry best practices.
  • The role requires in-depth technical knowledge and experience in their assigned area of expertise.

Matching Summary

Investigate employee conduct exceptions, provide oversight & advice and mitigate compliance risks.

Skills & Requirements

Must-have

  • Employee conduct policy and standards
  • Develop training programmes
  • Implement surveillance and monitoring systems
  • Investigate employee conduct exceptions
  • Risk management and controls

Nice-to-have

  • Continuous improvement
  • Team player
  • Self-starter
  • Stakeholder engagement
  • Process improvement suggestions

Key Requirements

  • Basic Knowledge of Employee Compliance areas
  • Good understanding of core investment banking business lines
  • Ability to interpret and analyze complex regulatory concepts
  • Excellent communications skills

Work Rights

Not specified

Tailored Resume

Cover Letter