Vanguard UK is seeking an Investment Audit Lead to oversee risk-based internal audits and control testing within its investment operations. The role requires a seasoned professional with financial services experience, particularly in asset management, to drive improvements and collaborate across various teams in a hybrid work environment
Job Summary
This role focuses on leading risk-based internal audits and control testing across front-office, middle-office, and back-office investment functions.
The position requires acting as a trusted advisor to internal audit leadership and investment teams to enhance the control environment.
Vanguard operates with a hybrid working model requiring regular on-site presence in Malvern, PA to foster collaboration.
Matching Summary
Match Score: 85
Vanguard UK is seeking an Investment Audit Lead to oversee risk-based internal audits and control testing within its investment operations. The role requires a seasoned professional with financial services experience, particularly in asset management, to drive improvements and collaborate across various teams in a hybrid work environment.
Salary
Not specified; Not specified; Not specified
Skills & Requirements
Must-have
8 years financial services experience
Fund accounting and NAV oversight auditing
Investment operations lifecycle knowledge
Internal control design and testing
Senior leadership stakeholder influence
Nice-to-have
Agile audit techniques application
Advanced analytics for audit testing
Continuous improvement mindset
Cross-functional collaboration skills
MBA or professional certification preferred
Key Requirements
Bachelor's degree in business, finance, or accounting
Minimum 8 years proven experience in financial services
CIA, CFA, or FRM certification preferred
US work authorization required (no visa sponsorship)