Vice President, Regulatory Management & Remediation

TD Bank

New York, New York, United States of America
Base: $150,000 - $185,000 usd; bonus/equity: eligi...
7+ years organizational change management experience
Knowledge of project delivery methodologies pdlc
In-depth understanding of self-clearing workflows
The role is responsible for leading the end-to-end delivery of key regulatory initiatives across the US Wholesale business with a focus on strategic oversight and execution

Job Summary

  • The role is responsible for leading the end-to-end delivery of key regulatory initiatives across the US Wholesale business with a focus on strategic oversight and execution.
  • Candidates must possess an in-depth understanding of self-clearing workflows and have prior experience delivering technology for clearing operations.
  • TD Securities offers a competitive total rewards package including base salary, variable compensation, health benefits, and extensive career development opportunities.

Matching Summary

The role is responsible for leading the end-to-end delivery of key regulatory initiatives across the US Wholesale business with a focus on strategic oversight and execution.

Salary

Base: $150,000 - $185,000 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, retirement, PTO, and banking discounts included

Skills & Requirements

Must-have

  • 7+ years organizational change management experience
  • Knowledge of project delivery methodologies PDLC
  • In-depth understanding of self-clearing workflows
  • Experience with Futures clearing preferred
  • Advanced Excel data manipulation skills

Nice-to-have

  • CFA or FRM designation
  • Prior experience delivering major regulatory programs
  • Familiarity with market risk and valuation concepts
  • Ability to influence all parties while driving delivery
  • Entrepreneurial mindset with drive for continuous improvement

Key Requirements

  • Bachelor's Degree required
  • 7+ years prior experience in organizational change management
  • CFA or FRM designation is an asset
  • Prior experience with major regulatory programs is an asset

Work Rights

Not specified

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