Client Compliance Officer

Apex Group Ltd

St Helier, Jersey
On-site
Key regulatory contact
Statutory and regulatory responsibilities
Aml/cft/cpf oversight
Act as a key person and primary regulatory contact for a portfolio of Jersey regulated and Schedule 2 clients, including CIF and managed entity regulated clients

Job Summary

  • Act as a key person and primary regulatory contact for a portfolio of Jersey regulated and Schedule 2 clients, including CIF and managed entity regulated clients.
  • Discharge the statutory and regulatory responsibilities of Compliance Officer (CO), Money Laundering Compliance Officer (MLCO) and Money Laundering Reporting Officer (MLRO).
  • Provide independent oversight of governance, risk management and internal controls in line with regulatory expectations.

Matching Summary

Act as a key person and primary regulatory contact for a portfolio of Jersey regulated and Schedule 2 clients, including CIF and managed entity regulated clients.

Skills & Requirements

Must-have

  • key regulatory contact
  • statutory and regulatory responsibilities
  • AML/CFT/CPF oversight
  • client board engagement
  • JFSC engagement
  • risk-based compliance monitoring

Nice-to-have

  • positive disrupter
  • bold industry-changing realities
  • trusted adviser
  • balance regulatory requirements with commercial objectives

Key Requirements

  • Table 4 qualification
  • Jersey finance sector experience
  • Jersey TCB & FSB regulatory knowledge
  • Excellent time-management skills
  • Sound professional judgement
  • Excellent stakeholder and regulator engagement skills

Work Rights

Not specified

Tailored Resume

Cover Letter