The role focuses on safeguarding the organization's reputation by ensuring unwavering adherence to regulatory frameworks across multiple business units
Job Summary
The role focuses on safeguarding the organization's reputation by ensuring unwavering adherence to regulatory frameworks across multiple business units.
Candidates will be responsible for conducting comprehensive market conduct monitoring, including communications review and trade surveillance to identify irregularities.
Success requires collaborating harmoniously with diverse colleagues while maintaining scrupulous attention to detail in all aspects of work.
Matching Summary
The role focuses on safeguarding the organization's reputation by ensuring unwavering adherence to regulatory frameworks across multiple business units.
Skills & Requirements
Must-have
2-3 years banking compliance experience
Knowledge of banking regulatory landscape
Ability to interpret legal documents
Nice-to-have
Fluency in Chinese Mandarin for audio monitoring
Cross-cultural communication sensitivity
Experience with trade surveillance
Key Requirements
Recognized degree in Finance, Law, or Business Administration
Minimum 2-3 years experience in banking sector compliance
Proficiency in stakeholder management and advisory services