Compliance & Operational Risk Manager

CMC MARKETS

Not specified; not specified; benefits include 5 e...
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1-3 years compliance experience in australian financial services
Solid understanding of asic regulation and asx rules
Experience with cfd and stockbroking operations
** CMC Markets is seeking a Compliance & Operational Risk Manager to join their team in the fintech sector. The role offers a dynamic work environment with significant exposure to regulatory compliance and operational risk management within a global trading firm. **

Job Summary

  • The role offers genuine variety and visibility by developing risk-based monitoring programs and advising on cutting-edge business initiatives.
  • You will manage critical regulatory relationships with ASIC and ASX while preparing timely submissions and coordinating responses to audits.
  • Employees enjoy unique benefits including 5 additional annual leave entitlements called My Days, free trading accounts, and a dedicated wellbeing hub.

Matching Summary

Match Score: 75

** CMC Markets is seeking a Compliance & Operational Risk Manager to join their team in the fintech sector. The role offers a dynamic work environment with significant exposure to regulatory compliance and operational risk management within a global trading firm. **

Salary

Not specified; Not specified; Benefits include 5 extra annual leave days, birthday off, charity day, $0 trades for staff, and access to retailer discounts

Skills & Requirements

Must-have

  • 1-3 years compliance experience in Australian financial services
  • Solid understanding of ASIC regulation and ASX Rules
  • Experience with CFD and stockbroking operations

Nice-to-have

  • Strong written and verbal communication skills
  • Analytical mindset with self-motivated approach
  • Ability to thrive in a fast-moving regulatory environment

Key Requirements

  • Tertiary qualification in Economics, Law, Business, or Accounting
  • Full working rights in Australia required
  • Working knowledge of stockbroking and CFD systems

Work Rights

Must have full working rights in Australia

Tailored Resume

Cover Letter