Lead Specialist, Investment Compliance Centre Of Excellence (ic Coe)
AIA Group
Not specified
Post trade investment compliance monitoring
Bloomberg aladdin system proficiency
Rule coding and guidelines interpretation
AIA Group is seeking a Lead Specialist for their Investment Compliance Centre of Excellence, responsible for ensuring compliance in investment activities and post-trade monitoring. The ideal candidate should have a degree in Accounting, Finance, or related fields, with at least 10 years of experience in investment compliance, along with strong technical skills in compliance monitoring and reporting
Job Summary
The role is responsible for ensuring compliance in the execution of investment activities through daily post-trade monitoring.
Candidates must possess a solid understanding of financial instruments, especially derivatives, and relevant regulatory environments.
The position requires administering personal dealing policies and investigating any breaches to ensure timely rectification.
Matching Summary
Match Score: 85
AIA Group is seeking a Lead Specialist for their Investment Compliance Centre of Excellence, responsible for ensuring compliance in investment activities and post-trade monitoring. The ideal candidate should have a degree in Accounting, Finance, or related fields, with at least 10 years of experience in investment compliance, along with strong technical skills in compliance monitoring and reporting.
Skills & Requirements
Must-have
Post trade investment compliance monitoring
Bloomberg Aladdin system proficiency
Rule coding and guidelines interpretation
Personal dealing compliance administration
Annual investment compliance plan execution
Nice-to-have
Experience with Private Equity Investments
Strong presentation and consultative skills
Knowledge of market abuse monitoring
Detail oriented technology savvy approach
Key Requirements
Minimum 10 years experience in investment compliance
Degree holder in Accounting, Finance, Economics or Business Management
Strong knowledge of MAS, UCITs, HK SFC, FATCA regulations