Assistant Vice President, Operations Compliance Advisory

MUFG

Fully remote
Trade and transaction reporting sme
Uk/eu emir, mifir/mifid, sftr expertise
Cftc, sec, csa, hkma, mas reporting
The Compliance Advisory team provides guidance on regulatory matters and advises on the treatment and interpretation of UK and international compliance rules and regulations

Job Summary

  • The Compliance Advisory team provides guidance on regulatory matters and advises on the treatment and interpretation of UK and international compliance rules and regulations.
  • Act as the SME providing advice, challenge, and oversight on trade and transaction reporting for Enterprise Functions and projects across EMEA.
  • MUFG is committed to embracing diversity and building an inclusive culture where all employees are valued, respected, and their opinions count.

Matching Summary

The Compliance Advisory team provides guidance on regulatory matters and advises on the treatment and interpretation of UK and international compliance rules and regulations.

Skills & Requirements

Must-have

  • Trade and transaction reporting SME
  • UK/EU EMIR, MiFIR/MiFID, SFTR expertise
  • CFTC, SEC, CSA, HKMA, MAS reporting
  • Equity positions reporting advice
  • Operational framework advice
  • Regulatory change initiatives input

Nice-to-have

  • Building long-term relationships
  • Fostering shared and sustainable growth
  • Investing in talent and technology
  • Collaborating toward greater innovation
  • Putting people first

Key Requirements

  • Demonstrable experience managing large projects
  • Demonstrable experience managing senior stakeholders
  • Demonstrable experience multi-tasking
  • Strong subject matter expertise in trade and transaction reporting
  • Expertise in Transparency Directive, SSR, SEC 13f-1/13f-2
  • Expertise in UK CASS rules and MiFID client asset rules

Work Rights

Not specified

Tailored Resume

Cover Letter