The Compliance Advisory team provides guidance on regulatory matters and advises on the interpretation of UK and international compliance rules and regulations
Job Summary
The Compliance Advisory team provides guidance on regulatory matters and advises on the interpretation of UK and international compliance rules and regulations.
The role involves acting as an SME for trade and transaction reporting, operational frameworks, and equity positions reporting across EMEA.
MUFG is committed to embracing diversity and building an inclusive culture where all employees are valued, respected, and their opinions count.
Matching Summary
The Compliance Advisory team provides guidance on regulatory matters and advises on the interpretation of UK and international compliance rules and regulations.
Skills & Requirements
Must-have
Trade and transaction reporting expertise
UK/EU EMIR, MiFIR/MiFID, SFTR
CFTC, SEC, CSA, HKMA, MAS reporting
Equity positions reporting
UK CASS rules and MiFID rules
Nice-to-have
Collaborate toward greater innovation
Putting people first
Listen to new and diverse ideas
Building long-term relationships
Serve society and foster growth
Key Requirements
Solid and demonstratable experience with an equivalent organization