Senior Legal Counsel, Vice President – Wealth, Custody & Clearing - Retail Brokerage

STATE STREET

Base: $120,000 - $217,500; bonus/equity: not speci...
10+ years of legal experience
In-depth knowledge of sec and cftc regulations
Experience with brokerage agreements and ria documentation
The Senior Legal Counsel will serve as the primary subject matter expert for retail brokerage activities

Job Summary

  • The Senior Legal Counsel will serve as the primary subject matter expert for retail brokerage activities.
  • This role requires strong judgment and commercial acuity in a fast-paced environment.
  • The successful candidate will collaborate with various teams to ensure regulatory compliance.

Matching Summary

The Senior Legal Counsel will serve as the primary subject matter expert for retail brokerage activities.

Salary

Base: $120,000 - $217,500; Bonus/Equity: Not specified; Benefits: Comprehensive benefits program

Skills & Requirements

Must-have

  • 10+ years of legal experience
  • In-depth knowledge of SEC and CFTC regulations
  • Experience with brokerage agreements and RIA documentation

Nice-to-have

  • Strong project management skills
  • Ability to work in a team-oriented environment
  • Excellent analytical skills

Key Requirements

  • JD degree from an accredited law school
  • Previous experience at a financial institution or law firm

Work Rights

Not specified

Tailored Resume

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