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D L Resources PTE LTD is seeking a Junior Compliance Analyst to support post-trade monitoring and ensure compliance with investment and risk processes. The ideal candidate will be a recent graduate or have minimal experience with a background in relevant fields, possessing strong communication and analytical skills.
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Job Summary
The role involves supporting post-trade monitoring to ensure compliance with investment and risk processes.
Candidates will conduct surveillance activities including tape listening and email surveillance for client accounts.
The position requires collaborating with front-office and risk teams to identify root causes and propose corrective actions.
Matching Summary
Match Score: 75
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D L Resources PTE LTD is seeking a Junior Compliance Analyst to support post-trade monitoring and ensure compliance with investment and risk processes. The ideal candidate will be a recent graduate or have minimal experience with a background in relevant fields, possessing strong communication and analytical skills.
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Skills & Requirements
Must-have
post-trade monitoring experience
investment product knowledge
regulatory requirements understanding
front-office controls expertise
process issue resolution
Nice-to-have
tape listening skills
email surveillance capabilities
collaborative team player
effective communication skills
ability to work under pressure
Key Requirements
0 to 1 years' experience
Degree in Accounting, Finance, Business, Economics, IS, Analytics, or Law