Compliance Officer, Legal & Regulatory Compliance

BMO

Chicago, IL, United States
Base: $63,300.00 - $117,200.00; bonus/equity: not ...
Risk assessment, monitoring, testing
Regulatory compliance program management
Mitigate operational risk
Assists in the implementation, maintenance and administration of a specific compliance program, coordinating and performing risk assessment, monitoring, testing and surveillance activities

Job Summary

  • Assists in the implementation, maintenance and administration of a specific compliance program, coordinating and performing risk assessment, monitoring, testing and surveillance activities.
  • Works with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met, advising on implications of new regulatory developments or internal products.
  • Contributes to business/group results by providing oversight and making recommendations that significantly impact the Bank’s ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory agencies.

Matching Summary

Assists in the implementation, maintenance and administration of a specific compliance program, coordinating and performing risk assessment, monitoring, testing and surveillance activities.

Salary

Base: $63,300.00 - $117,200.00; Bonus/Equity: Not specified; Benefits: health insurance, tuition reimbursement, accident and life insurance, retirement savings plans

Skills & Requirements

Must-have

  • Risk assessment, monitoring, testing
  • Regulatory compliance program management
  • Mitigate operational risk
  • Advise on regulatory developments
  • Develop compliance reporting

Nice-to-have

  • Build professional relationships
  • Operate in high stress environment
  • Proactively identify regulatory risk

Key Requirements

  • 3-5 years relevant experience
  • Post-secondary degree or equivalent
  • Consumer protection guidelines knowledge
  • Compliance field knowledge
  • Business operations & procedures knowledge

Work Rights

Not specified

Tailored Resume

Cover Letter