Compliance Assistant Manager / Manager

Interactive Brokers Group, Inc.

Hong Kong, Hong Kong
Competitive salary; annual performance-based bonus...
On-site
Experience at financial services regulatory agency
Familiarity with hong kong regional regulations
Ability to draft and implement compliance policies
The role involves liaising with regulators and advising the firm on compliance laws across Hong Kong, Singapore, and Australia

Job Summary

  • The role involves liaising with regulators and advising the firm on compliance laws across Hong Kong, Singapore, and Australia.
  • Candidates will be responsible for drafting policies, responding to regulatory enquiries, and managing inspection remedial action plans.
  • The company offers a competitive salary, performance-based bonus, stock grants, and excellent health benefits.

Matching Summary

The role involves liaising with regulators and advising the firm on compliance laws across Hong Kong, Singapore, and Australia.

Salary

Competitive Salary; Annual performance-based bonus and stock grant; Excellent health and welfare benefits

Skills & Requirements

Must-have

  • Experience at financial services regulatory agency
  • Familiarity with Hong Kong regional regulations
  • Ability to draft and implement compliance policies

Nice-to-have

  • Strong analytical skills in dynamic environment
  • Comfort with technology applied to business problems
  • Collaborative small-team work experience

Key Requirements

  • Proven track record at financial services regulatory agency or licensed firm
  • Familiarity with Hong Kong or regional regulatory requirements
  • Self-starter with strong organizational skills

Work Rights

Not specified

Tailored Resume

Cover Letter