Trade Surveillance, Vice President, Oversight, Monitoring And Testing
Morgan Stanley UK
Mumbai, India
Daily surveillance across asset classes
Investigate and resolve surveillance alerts
Assess and enhance surveillance reports
Conducting daily surveillance across equities, derivatives, fixed income, and commodities trading to ensure compliance with regulatory and exchange requirements
Job Summary
Conducting daily surveillance across equities, derivatives, fixed income, and commodities trading to ensure compliance with regulatory and exchange requirements.
Assessing and enhancing the effectiveness of surveillance reports and related monitoring tools.
Maintaining strong working relationships across regions and levels, collaborating with colleagues in EMEA and global surveillance teams to support the surveillance program.
Matching Summary
Conducting daily surveillance across equities, derivatives, fixed income, and commodities trading to ensure compliance with regulatory and exchange requirements.
Skills & Requirements
Must-have
Daily surveillance across asset classes
Investigate and resolve surveillance alerts
Assess and enhance surveillance reports
Design and enhance surveillance controls
Prepare Management Information (MI) reporting
Subject matter expertise on surveillance matters
Nice-to-have
Exceptional communication skills
Strong analytical capability
Highly organised and execution focused
Confident decision maker
Skilled at building strong working relationships
Adaptable team player
Key Requirements
8+ years relevant experience
Hands on experience with third party surveillance systems