Base: $70,000 - $125,000 py; bonus: eligible for d...
Experience in compliance or legal functions
Strong analytical skills and controls mindset
Ability to interpret regulatory requirements
This role provides compliance advisory and oversight for the Americas DOI program, covering US federal, Canadian, Brazilian, and Mexican requirements
Job Summary
This role provides compliance advisory and oversight for the Americas DOI program, covering US federal, Canadian, Brazilian, and Mexican requirements.
The position involves monitoring regulatory changes, conducting annual updates to disclosure memoranda, and partnering with operational teams on trade pre-clearance and reporting.
Morgan Stanley offers a comprehensive benefits package including medical, dental, vision, 401(k), and up to 20 vacation days annually.
Matching Summary
This role provides compliance advisory and oversight for the Americas DOI program, covering US federal, Canadian, Brazilian, and Mexican requirements.
Salary
Base: $70,000 - $125,000 per year; Bonus: Eligible for discretionary incentive compensation award; Benefits: Full spectrum including Medical, Dental, Vision, 401(k), and Paid Time Off
Skills & Requirements
Must-have
Experience in Compliance or Legal functions
Strong analytical skills and controls mindset
Ability to interpret regulatory requirements
Proficiency with Excel and PowerPoint tools
Comfort leveraging automation and AI tools
Nice-to-have
Project management and stakeholder updates
Professional credentials like CFA or registrations
Legal training or JD equivalent experience
AI-first mindset for process improvement
Global cross-functional collaboration skills
Key Requirements
Undergraduate degree required
Experience in financial services compliance or operations
Knowledge of Exchange Act Sections 13/16 reporting