Risk Officer, Assistant Vice President

Morstan

Purchase, New York, US
Base: $85,000 - $140,000 py; bonus/equity: not spe...
Operational risk management
Incident management
Risk and control self-assessment
Provide overall Risk support and coverage for WM Platforms, acting as a central point of contact for regulatory reviews

Job Summary

  • Provide overall Risk support and coverage for WM Platforms, acting as a central point of contact for regulatory reviews.
  • Lead and participate in Audit preparation, manage Issues and Action Plans, and collaborate on Non-Financial Risk Assessments.
  • Prepare presentations, metrics, reports, and Key Risk Indicators to present informative data to the business and stakeholders.

Matching Summary

Provide overall Risk support and coverage for WM Platforms, acting as a central point of contact for regulatory reviews.

Salary

Base: $85,000 - $140,000 per year; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Operational risk management
  • Incident management
  • Risk and control self-assessment
  • Audit and Compliance exam preparation
  • Business Continuity Planning (BCP)

Nice-to-have

  • Understanding of Digital Assets
  • Fraud Prevention risks and controls
  • Collaborate with control partners
  • Dynamic, fast-paced environment

Key Requirements

  • Minimum of 5 years experience in Financial Services, Risk Management, Compliance, Governance, Control or Audit
  • Wealth Management experience preferred
  • Certified in Risk and Information Systems Control (CRISC) certification preferred
  • Certified Information Systems Auditor (CISA) certification preferred
  • Certified Information Systems Security Professional (CISSP) certification preferred

Work Rights

Not specified

Tailored Resume

Cover Letter