Analyst, Regulatory Reporting (18 Months Contract)

Royal Bank of Canada

Toronto, Canada
Base: not specified; bonus/equity: not specified; ...
Operational experience in high risk environment
Knowledge of otc derivative products
Regulatory reporting compliance
The role involves ensuring compliance with trade reporting regulations including CFTC, CSA, and SEC for OTC Derivatives trading through daily reconciliations and exception monitoring

Job Summary

  • The role involves ensuring compliance with trade reporting regulations including CFTC, CSA, and SEC for OTC Derivatives trading through daily reconciliations and exception monitoring.
  • Employees benefit from a comprehensive Total Rewards Program including bonuses and flexible benefits, with opportunities for development and a flexible work/life balance.
  • The team works collaboratively across Front Office, Compliance, IT, and other departments to resolve regulatory reporting exceptions and improve operational efficiency.

Matching Summary

The role involves ensuring compliance with trade reporting regulations including CFTC, CSA, and SEC for OTC Derivatives trading through daily reconciliations and exception monitoring.

Salary

Base: Not specified; Bonus/Equity: Not specified; Benefits: Comprehensive Total Rewards Program including bonuses and flexible benefits

Skills & Requirements

Must-have

  • Operational experience in high risk environment
  • Knowledge of OTC Derivative products
  • Regulatory reporting compliance
  • Trade reporting reconciliations
  • Exception monitoring and issue management
  • Familiarity with front, middle and back office applications
  • Microsoft Office Suite proficiency

Nice-to-have

  • Understanding of RBC Capital Markets structure
  • Proficiency in VBA or Python
  • Strong communication and presentation skills
  • Ability to manage multiple priorities
  • Collaboration with cross-functional teams
  • Process re-engineering and technology implementation

Key Requirements

  • 1+ years operational experience
  • Bachelor’s degree in Business, Finance, Math or Engineering
  • Understanding of Capital Markets trading lifecycle
  • Knowledge of global regulatory regimes (CFTC, CSA, SEC, EMIR, FCA)
  • Work authorization in Canada

Work Rights

Not specified

Tailored Resume

Cover Letter