Director, Us Broker-dealer Compliance

Crypto

United States, United States
On-site
Us broker-dealer compliance oversight
Finra licensed entity experience
New hampshire trust custody support
Crypto.com is looking for a Director of US Broker-Dealer Compliance to manage compliance operations and ensure adherence to regulatory standards. The role involves overseeing the compliance functions related to the Broker Dealer and supporting the New Hampshire Trust Custody program

Job Summary

  • The role serves as the primary owner of Broker Dealer compliance for Crypto.com's US operations.
  • This position ensures the company remains in good standing with regulators while supporting daily business needs.
  • The incumbent will also provide compliance support for the New Hampshire Trust Custody program.

Matching Summary

Match Score: 85

Crypto.com is looking for a Director of US Broker-Dealer Compliance to manage compliance operations and ensure adherence to regulatory standards. The role involves overseeing the compliance functions related to the Broker Dealer and supporting the New Hampshire Trust Custody program.

Skills & Requirements

Must-have

  • US Broker-Dealer compliance oversight
  • FINRA licensed entity experience
  • New Hampshire Trust Custody support

Nice-to-have

  • Regulatory relationship management
  • Day-to-day business support skills
  • Crypto industry knowledge

Key Requirements

  • Experience with FINRA regulations
  • Broker-Dealer compliance background
  • Trust custody program familiarity

Work Rights

Not specified

Tailored Resume

Cover Letter