Sales Surveillance Officer

Prudential Assurance UK

3-5 years compliance experience in financial institution
Knowledge of insurance act and financial advisers act
Experience with mas balanced scorecard framework
The role involves administering the MAS Balanced Scorecard framework to ensure sales advisory standards are met

Job Summary

  • The role involves administering the MAS Balanced Scorecard framework to ensure sales advisory standards are met.
  • Candidates will conduct documentation reviews, client surveys, and mystery shopping exercises to validate misconduct cases.
  • The position requires collaboration with internal and external stakeholders to raise the quality of sales documentation.

Matching Summary

The role involves administering the MAS Balanced Scorecard framework to ensure sales advisory standards are met.

Skills & Requirements

Must-have

  • 3-5 years compliance experience in financial institution
  • Knowledge of Insurance Act and Financial Advisers Act
  • Experience with MAS Balanced Scorecard framework
  • Ability to conduct mystery shopping and trend analysis
  • Strong analytical skills and attention to detail

Nice-to-have

  • Self-motivated and driven personality traits
  • FLMI or CMFAS certification preferred
  • Experience supporting agency distribution functions
  • Basic understanding of CPF Board regulations
  • Strong command of English language

Key Requirements

  • Degree in Business, Insurance, or Finance
  • 3-5 years experience in financial compliance
  • Preferred certifications: FLMI, CMFAS Module 5, 9, 9A
  • Knowledge of Life Insurance Association guidelines

Work Rights

Not specified

Tailored Resume

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