Cass Sme Oversight

Apex Group

Chelmsford, UK
Remuneration: market related; bonus/equity: not sp...
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Cass compliance oversight experience
Client money reconciliation expertise
Fca regulatory awareness
** Apex Group seeks a CASS SME Oversight for their Transfer Agency team in Chelmsford or Wimborne, UK. The role involves overseeing compliance with client money rules, ensuring accurate and timely reconciliations, and enhancing operational efficiency, aimed at supporting the firm's unique global service capabilities. **

Job Summary

  • The role involves overseeing end-to-end workflows to ensure compliance with client money rules across the business.
  • Candidates will act as the go-to Subject Matter Expert for CASS regulations both internally and externally.
  • The position requires maintaining the CASS Matrix and ensuring all daily reconciliations are completed accurately and timely.

Matching Summary

Match Score: 75

** Apex Group seeks a CASS SME Oversight for their Transfer Agency team in Chelmsford or Wimborne, UK. The role involves overseeing compliance with client money rules, ensuring accurate and timely reconciliations, and enhancing operational efficiency, aimed at supporting the firm's unique global service capabilities. **

Salary

Remuneration: market related; Bonus/Equity: Not specified; Benefits: Competitive benefits package

Skills & Requirements

Must-have

  • CASS compliance oversight experience
  • Client money reconciliation expertise
  • FCA regulatory awareness
  • CMAR returns management
  • Aged debtors chasing

Nice-to-have

  • IOC competency preferred
  • Process enhancement proposal skills
  • Strong communication abilities
  • Team collaboration commitment
  • Trend analysis monitoring

Key Requirements

  • 5 years minimum CASS experience
  • Suitable qualifications relevant to duties
  • Willingness to work towards IOC qualification

Work Rights

Not specified

Tailored Resume

Cover Letter