Associate, Conflicts Management And Trade Surveillance Compliance

ARES OPERATIONS

Base: $100,000-$120,000; bonus: discretionary perf...
3-5 years investment adviser experience
Control room and conflicts management experience
Knowledge of bloomberg terminal
The role involves overseeing the daily review of firm-wide trading activities and managing conflicts checks related to deals and restricted lists

Job Summary

  • The role involves overseeing the daily review of firm-wide trading activities and managing conflicts checks related to deals and restricted lists.
  • Candidates will advise the CLO management team on compliance questions regarding structuring and the redemption process while facilitating pre-trade controls.
  • The position offers a competitive base salary range of $100,000-$120,000 along with robust benefits including medical, dental, vision, and 401(k) matching.

Matching Summary

The role involves overseeing the daily review of firm-wide trading activities and managing conflicts checks related to deals and restricted lists.

Salary

Base: $100,000-$120,000; Bonus: Discretionary performance-based bonus; Benefits: Comprehensive Medical/Rx, Dental, Vision, 401(k) match, FSA, HSA, Life/Disability insurance

Skills & Requirements

Must-have

  • 3-5 years investment adviser experience
  • Control Room and conflicts management experience
  • Knowledge of Bloomberg terminal
  • Advanced Excel proficiency
  • Understanding of credit-based strategies

Nice-to-have

  • Experience with offshore service providers
  • Strong interpersonal negotiation skills
  • Ability to manage multiple tasks in fast-paced environment
  • Proactive issue anticipation
  • Collaborative team player mindset

Key Requirements

  • Bachelor's Degree required
  • 3-5 years global investment adviser or bank experience
  • Required Control Room and conflicts management background
  • Familiarity with SEC regulatory review

Work Rights

Not specified

Tailored Resume

Cover Letter