Senior Compliance Advisor - Investment Management Group

Vanguard

London, United Kingdom
Hybrid
Fixed income expertise
Regulatory and governance guidance
Investment-related regulations
The role involves partnering with Vanguard’s Investment Management Group, with a primary focus on fixed income expertise

Job Summary

  • The role involves partnering with Vanguard’s Investment Management Group, with a primary focus on fixed income expertise.
  • You will provide clear, proactive guidance on regulatory and governance matters impacting Vanguard’s investment management activities.
  • Vanguard is a different kind of investment company, founded on the idea that an investment company should manage its funds solely in the interests of its clients.

Matching Summary

The role involves partnering with Vanguard’s Investment Management Group, with a primary focus on fixed income expertise.

Skills & Requirements

Must-have

  • Fixed income expertise
  • Regulatory and governance guidance
  • Investment-related regulations
  • UCITS/ETF requirements
  • Fixed income trading knowledge

Nice-to-have

  • Proactive and commercially minded
  • Trusted advisor role
  • Relationship management skills
  • Fast-paced environment adaptability

Key Requirements

  • Significant experience in asset management compliance
  • Strong knowledge of UCITS products
  • EU / UK MiFID investment regulations
  • Experience with Fixed Income desk coverage
  • Understanding of ETF funds

Work Rights

Not specified

Tailored Resume

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