Branch Operations Manager (houston, Tx)

Chartwell Investment Partners

Houston, TX, US
Branch operations management
Regulatory compliance oversight
Staff recruitment and training
The role involves managing the overall operational efficiency of the branch office while ensuring strict compliance with firm and regulatory policies

Job Summary

  • The role involves managing the overall operational efficiency of the branch office while ensuring strict compliance with firm and regulatory policies.
  • Candidates will be responsible for recruiting, training, and supervising branch operations associates alongside conducting performance appraisals.
  • The position requires coordinating workflow between the branch and home office while resolving complex client account inquiries.

Matching Summary

The role involves managing the overall operational efficiency of the branch office while ensuring strict compliance with firm and regulatory policies.

Skills & Requirements

Must-have

  • Branch operations management
  • Regulatory compliance oversight
  • Staff recruitment and training
  • Expense control and budgeting
  • Client account issue resolution

Nice-to-have

  • Strong analytical problem solving
  • Cross-training coordination
  • Facility maintenance oversight
  • Confidential matter handling
  • Continuous improvement mindset

Key Requirements

  • Bachelor's degree required
  • 3 to 6 years general experience
  • Series 7, 9 & 10 licenses
  • Series 63, 65 or 66 license
  • SIE exam required if no exemption

Work Rights

Not specified

Tailored Resume

Cover Letter