Senior Compliance Officer

Invesco

Downers Grove, Illinois, United States
Base: $100,000 - $111,000 py; bonus/equity: not sp...
Hybrid
1940 act etf compliance knowledge
Equity fixed income derivative security types
Regulatory exam response experience
The role involves executing day-to-day compliance monitoring, testing, and regulatory support for Invesco's 1940 Act ETFs

Job Summary

  • The role involves executing day-to-day compliance monitoring, testing, and regulatory support for Invesco's 1940 Act ETFs.
  • Employees benefit from a hybrid work schedule with at least four days in the office, flexible paid time off, and comprehensive health benefits.
  • The position requires advising partners on policy interpretation, maintaining compliance procedures, and preparing reports for clients and internal Boards.

Matching Summary

The role involves executing day-to-day compliance monitoring, testing, and regulatory support for Invesco's 1940 Act ETFs.

Salary

Base: $100,000 - $111,000 per year; Bonus/Equity: Not specified; Benefits: 401(K) matching, stock purchase plan, parental leave

Skills & Requirements

Must-have

  • 1940 Act ETF compliance knowledge
  • Equity fixed income derivative security types
  • Regulatory exam response experience

Nice-to-have

  • Detail-oriented compliance professional
  • Global team collaboration skills
  • Technology and data analysis initiatives

Key Requirements

  • Bachelor's degree preferred in finance or accounting
  • Minimum 3 years of asset management experience
  • Knowledge of domestic and international securities laws

Work Rights

Not specified

Tailored Resume

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