Base: not specified; bonus/equity: not specified; ...
Trade surveillance program management
Regulatory compliance oversight
Market abuse monitoring
The Head of Trade Surveillance leads a team responsible for overseeing and enhancing market abuse surveillance programs across multiple regional lines of TD Securities
Job Summary
The Head of Trade Surveillance leads a team responsible for overseeing and enhancing market abuse surveillance programs across multiple regional lines of TD Securities.
TD offers a comprehensive Total Rewards package including health benefits, paid time off, career development, and recognition programs to support colleague well-being.
The role requires setting a strong risk and compliance culture, promoting governance and control, and maintaining alignment with evolving regulatory requirements.
Matching Summary
The Head of Trade Surveillance leads a team responsible for overseeing and enhancing market abuse surveillance programs across multiple regional lines of TD Securities.
Salary
Base: Not specified; Bonus/Equity: Not specified; Benefits: Health and well-being benefits, paid time off, career development, reward and recognition programs
Skills & Requirements
Must-have
Trade surveillance program management
Regulatory compliance oversight
Market abuse monitoring
Team leadership and talent development
Stakeholder collaboration across business and risk
Surveillance technology calibration and tuning
Nice-to-have
Strategic thinker with strong judgment
Strong communication and presentation skills
Experience with European regulators
Change management and continuous improvement
Building positive and diverse work environments
Vendor and industry forum participation
Key Requirements
Minimum 10 years brokerage compliance experience
Experience in first line risk and controls in Markets
University degree required; Post Graduate preferred
Experience with European regulators such as FCA or CBI