Senior Compliance Analyst - Conflicts Review - Hybrid

Transamerica Corporation

Cedar Rapids, Iowa, United States
Base: $79,000 - $89,000 annually; bonus: eligible ...
3d onsite
Develop and maintain compliance policies
Review ethics and conflict of interest disclosures
Monitor regulatory changes for ongoing compliance
The role helps mitigate legal exposure by enforcing company policies, procedures, and regulatory requirements with minimal direction

Job Summary

  • The role helps mitigate legal exposure by enforcing company policies, procedures, and regulatory requirements with minimal direction.
  • Transamerica offers a comprehensive benefits package including a pension plan, 401k match, and 160 hours of paid time off annually.
  • Employees are empowered to leverage talents in a diverse workforce focused on helping people create financial freedom.

Matching Summary

The role helps mitigate legal exposure by enforcing company policies, procedures, and regulatory requirements with minimal direction.

Salary

Base: $79,000 - $89,000 annually; Bonus: Eligible for Annual Bonus based on Company Bonus Plan/Individual Performance; Benefits: Pension Plan, 401k Match, Employee Stock Purchase Plan

Skills & Requirements

Must-have

  • Develop and maintain compliance policies
  • Review ethics and conflict of interest disclosures
  • Monitor regulatory changes for ongoing compliance
  • Resolve compliance cases with business partners
  • Analyze third-party compliance reports

Nice-to-have

  • Experience with data analytics software like Power BI
  • Strong analytical and research skills
  • Ability to work collaboratively in a diverse environment
  • Proficiency using MS Office tools

Key Requirements

  • Bachelor's degree in business, marketing, pre-law or equivalent
  • Four years of regulatory, securities, or ethics experience
  • Series 7 & 24 licenses or ability to obtain within 6 months
  • Legal authorization to work in the U.S. without sponsorship

Work Rights

Must have legal authorization to work in the U.S.

Tailored Resume

Cover Letter