Operations Regulatory Control Assistant Vice President

Barclays

Glasgow, Scotland, United Kingdom
Cass regulatory obligations
Client money and assets protection
Monitoring operational processes
To protect client money when executing day-to-day CASS services, aligned to relevant regulatory obligations

Job Summary

  • To protect client money when executing day-to-day CASS services, aligned to relevant regulatory obligations.
  • Assistant Vice President Expectations To advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness.
  • Join us in Transaction Reporting Governance at Barclays where you will ensure Private Banking Wealth Management transactions reported to the Regulators are compliant with the relevant regulatory obligations.

Matching Summary

To protect client money when executing day-to-day CASS services, aligned to relevant regulatory obligations.

Skills & Requirements

Must-have

  • CASS regulatory obligations
  • client money and assets protection
  • monitoring operational processes
  • execution of regular reconciliation
  • investigate and resolve discrepancies
  • on and offboarding of new customers
  • support audits and regulatory inspections

Nice-to-have

  • advise and influence decision making
  • contribute to policy development
  • lead collaborative assignments
  • consult on complex issues
  • mitigate risk and developing new policies
  • engage in complex analysis of data
  • communicate complex information

Key Requirements

  • Assistant Vice President level experience
  • Experience in transaction reporting
  • Experience in regulatory control
  • Experience in compliance or governance
  • Proven ability to analyse data
  • Strong stakeholder management skills

Work Rights

Not specified

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