Base: $120,000 - $160,000 py; bonus/equity: not sp...
Adherence to federal, state, local laws
Morgan stanley wealth management policies
Risk, supervisory, and compliance functions
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions, maintaining a consistent controlled environment through adherence to business ethics, practices, and all applicable regulations
Job Summary
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions, maintaining a consistent controlled environment through adherence to business ethics, practices, and all applicable regulations.
Key duties include surveillance, supervision, risk management, compliance, legal liaison, audit preparation, and training facilitation to ensure a compliant and risk-aware environment.
Morgan Stanley offers a supportive and empowering environment with opportunities for growth, comprehensive benefits, and a commitment to diversity and inclusion.
Matching Summary
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions, maintaining a consistent controlled environment through adherence to business ethics, practices, and all applicable regulations.
Salary
Base: $120,000 - $160,000 per year; Bonus/Equity: Not specified; Benefits: Attractive and comprehensive employee benefits and perks
Skills & Requirements
Must-have
Adherence to Federal, State, Local laws
Morgan Stanley Wealth Management policies
Risk, supervisory, and compliance functions
Business ethics and regulatory practices
Data security risk management
Client suitability and risk management
Nice-to-have
Promote risk awareness and compliant environment
Collaborative and creative thinking
Commitment to diversity and inclusion
Strong work ethic and discretion
Key Requirements
Bachelor’s degree or equivalent education/experience
Previous industry experience
Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66) licenses