Afc & Compliance Officer

DWS Group

Seoul, South Korea
**
Aml/kyc
Transaction surveillance
E-comm surveillance
** DWS Group is seeking an AFC & Compliance Officer for their Seoul office, focusing on compliance within the asset management sector. The role involves regulatory compliance, KYC, transaction surveillance, and monitoring, requiring at least three years of relevant experience. **

Job Summary

  • As an AFC & Compliance Officer, you will be responsible for implementing local regulatory requirements and guidelines, preparing and submitting regulatory assessments and reports, and performing Name List Screening alert reviews.
  • The role involves monitoring KYC regular reviews, conducting KYC QA tests, responding to ad-hoc Sanctions & Embargo inquiries, and advising on AFC matters in NPA and TPRM processes.
  • DWS offers a hybrid working model, comprehensive leave policy, competitive compensation packages, and access to best-in-class trainings for career progression.

Matching Summary

Match Score: 75

** DWS Group is seeking an AFC & Compliance Officer for their Seoul office, focusing on compliance within the asset management sector. The role involves regulatory compliance, KYC, transaction surveillance, and monitoring, requiring at least three years of relevant experience. **

Skills & Requirements

Must-have

  • AML/KYC
  • Transaction Surveillance
  • E-Comm Surveillance
  • Regulatory Reporting
  • Personal Trading Pre-clearance

Nice-to-have

  • Creative thinkers and innovators
  • Investors for a new now
  • ConnectingTheDots culture

Key Requirements

  • 3+ years experience in Financial Industry Compliance
  • Knowledge in asset management business
  • Proficiency in written and verbal English

Work Rights

Not specified

Tailored Resume

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