Brokerage Registered Client Service Associate - Richmond, Va

Truist Bank

Richmond, VA, United States
On-site
Client trade and transaction processing
Salesforce data entry
New business paperwork submission
Truist Bank is seeking a Brokerage Registered Client Service Associate for their Richmond, VA office. The position focuses on providing administrative and operational support to Financial Advisors while ensuring a high level of client service

Job Summary

  • Responsible for the general servicing and support of the Financial Advisors, including administrative and operational support, business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable.
  • Assist Financial Advisors in servicing clients including preparing financial plans, conducting investment research and completing client trades and transactions.
  • All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position.

Matching Summary

Match Score: 85

Truist Bank is seeking a Brokerage Registered Client Service Associate for their Richmond, VA office. The position focuses on providing administrative and operational support to Financial Advisors while ensuring a high level of client service.

Skills & Requirements

Must-have

  • Client trade and transaction processing
  • SalesForce data entry
  • New business paperwork submission
  • Risk mitigation through authentication
  • Professional client interaction

Nice-to-have

  • Maximizing sales opportunities
  • Providing operational guidance
  • Maintaining a professional environment

Key Requirements

  • Bachelor's degree or equivalent experience
  • Securities industry or sales assistant experience
  • Knowledge of securities markets
  • FINRA SIE, Series 7, and Series 66 licenses
  • Exceptional telephone skills
  • Effective time management skills
  • Proficiency in Microsoft Office

Work Rights

Not specified

Tailored Resume

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