Compliance Manager

Raymond James

Operational risk analysis
Compliance program oversight
Banking industry knowledge
The Compliance Manager will oversee compliance programs to ensure alignment with business processes. This role requires extensive knowledge of banking regulations and the ability to provide comprehensive solutions to complex problems. The company values a people-first culture and encourages professional growth and collaboration among associates

Job Summary

  • The Compliance Manager will oversee compliance programs to ensure alignment with business processes. This role requires extensive knowledge of banking regulations and the ability to provide comprehensive solutions to complex problems. The company values a people-first culture and encourages professional growth and collaboration among associates.

Matching Summary

The Compliance Manager will oversee compliance programs to ensure alignment with business processes. This role requires extensive knowledge of banking regulations and the ability to provide comprehensive solutions to complex problems. The company values a people-first culture and encourages professional growth and collaboration among associates.

Skills & Requirements

Must-have

  • Operational risk analysis
  • Compliance program oversight
  • Banking industry knowledge

Nice-to-have

  • Coaching and mentoring skills
  • Strong interpersonal communication
  • Ability to work under pressure

Key Requirements

  • Bachelor's degree in relevant field
  • Minimum six years of compliance experience
  • Securities Industry Essentials Exam (SIE) preferred

Work Rights

Not specified

Tailored Resume

Cover Letter