Compliance Analyst

DV Trading

Chicago, United States
Base: $70k - $85k; bonus/equity: discretionary bon...
On-site
Automated trade surveillance
Kyc request response
Drafting compliance policies
DV Trading is seeking a Compliance Analyst to support its actively growing Compliance Department, servicing both futures and equities trading businesses

Job Summary

  • DV Trading is seeking a Compliance Analyst to support its actively growing Compliance Department, servicing both futures and equities trading businesses.
  • Key responsibilities include automated trade surveillance, onboarding new broker relationships, responding to KYC requests, drafting internal policies, and researching emerging regulations.
  • The role requires a Bachelor's degree, at least one year of compliance experience, strong communication skills, and a detail-oriented approach.

Matching Summary

DV Trading is seeking a Compliance Analyst to support its actively growing Compliance Department, servicing both futures and equities trading businesses.

Salary

Base: $70K - $85K; Bonus/Equity: discretionary bonus eligibility; Benefits: Not specified

Skills & Requirements

Must-have

  • Automated trade surveillance
  • KYC request response
  • Drafting compliance policies
  • Research emerging regulations
  • Microsoft Office proficiency

Nice-to-have

  • Fast-paced dynamic environment
  • Maintain composure under pressure
  • Discretion with confidential information

Key Requirements

  • Bachelor's degree
  • 1+ year compliance/regulatory experience
  • Broker-dealer/proprietary trading experience desired

Work Rights

Not specified

Tailored Resume

Cover Letter