Compliance Manager

CommBank

Sydney, New South Wales, Australia
Onsite
Australian regulatory environment experience
Financial services regulatory environment knowledge
Regulatory obligation and policy advisory
This role will support the Head of Compliance Advisory, including coverage of Debt Capital Markets, Global Client Coverage, Capital Structuring, Trade Finance, Transaction Banking, Investment Research teams

Job Summary

  • This role will support the Head of Compliance Advisory, including coverage of Debt Capital Markets, Global Client Coverage, Capital Structuring, Trade Finance, Transaction Banking, Investment Research teams.
  • As a line 2 role, you will work closely with the Business (including Conduct and Line 1 Risk Management), other Risk functions (Operational Risk, Market Risk, Credit) and other functions, which support the business.
  • We have a supportive culture that encourages personal interaction and does not tie you to a desk.

Matching Summary

This role will support the Head of Compliance Advisory, including coverage of Debt Capital Markets, Global Client Coverage, Capital Structuring, Trade Finance, Transaction Banking, Investment Research teams.

Skills & Requirements

Must-have

  • Australian Regulatory Environment experience
  • financial services regulatory environment knowledge
  • regulatory obligation and policy advisory
  • risk profile challenge and approval
  • line 2 role collaboration

Nice-to-have

  • innovative and People culture
  • proactive and positive function
  • supportive culture encourages interaction
  • doer, advisor, and thought leader

Key Requirements

  • Tertiary qualifications in legal, finance or related fields
  • Demonstrated experience in financial services
  • Experience in Compliance
  • Experience communicating with and influencing peers and senior management
  • 12-month secondment/max-term agreement

Work Rights

Not specified

Tailored Resume

Cover Letter