Compliance, Principal

AIA

10 years financial industry experience
Fund management business understanding
Regulatory compliance program implementation
This role serves as a second line of defense to ensure regulatory and market conduct risks are efficiently assessed and mitigated

Job Summary

  • This role serves as a second line of defense to ensure regulatory and market conduct risks are efficiently assessed and mitigated.
  • The incumbent is responsible for designing and implementing a comprehensive compliance program aligned with AIA Group's strategic directions.
  • The position requires developing a culture of ethics through ongoing training and providing guidance to the Senior Management Team.

Matching Summary

This role serves as a second line of defense to ensure regulatory and market conduct risks are efficiently assessed and mitigated.

Skills & Requirements

Must-have

  • 10 years financial industry experience
  • Fund management business understanding
  • Regulatory compliance program implementation
  • Senior Management Team collaboration
  • Risk control framework development

Nice-to-have

  • Strong interpersonal communication skills
  • Self-motivated with high integrity
  • Leadership and coaching abilities
  • Problem-solving in high-pressure environments

Key Requirements

  • Bachelor's degree in Accounting, Finance, Law or Business
  • 10 years solid work experience in financial industry
  • Passed Module 9, 10, and 11 of Securities Commission Malaysia Licensing Examination
  • In-depth understanding of fund management business and regulatory development

Work Rights

Not specified

Tailored Resume

Cover Letter