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Compliance Officer in Hong Kong
Citi
Officer, Private Bank Know Your Customer Client Onboarding Intermediate Analyst
Kyc due diligenceAml/kyc standardsClient onboardingCiti is seeking an Officer for its Private Bank Know Your Customer Client Onboarding team in Hong Kong to manage KYC due diligence for new and existing clients. The ideal candidate should have 5-8 years of relevant experience in KYC/AML/CDD within the private banking sector, demonstrating strong interpersonal and organizational skills
Hong KongHybridFull time+8y experienceJob Match ScoreCreate Profile
11 days agoCiti
Officer, Private Bank Know Your Customer Client Onboarding Intermediate Analyst
5-8 years kyc/aml/cdd experiencePrivate bank sector exposureClient name screening and sanctions reviewBenefits include telehealth, pyid pyrental leave, ...
The role involves performing independent Client Onboarding KYC due diligence functions for new and existing clients across various teams including private bankers and operations
Hong KongHybridFull time+8y experienceJob Match ScoreCreate Profile16 days agoCiti
Officer, Private Bank Know Your Customer Client Onboarding Intermediate Analyst
5-8 years kyc/aml/cdd experiencePrivate bank sector exposureClient name screening and sanctions reviewBenefits include health advocates, pyid pyrental l...
This role is responsible for performing independent Client Onboarding KYC due diligence functions for new and existing clients within Citi Private Bank
Hong KongHybridFull time+8y experienceJob Match ScoreCreate Profile16 days agoCitigroup
Officer, Private Bank Know Your Customer Client Onboarding Intermediate Analyst
5-8 years kyc/aml/cdd experiencePrivate bank sector backgroundClient name screening and sanctions reviewBenefits include health advocates, pyid pyrental l...
The role involves performing independent Client Onboarding KYC due diligence functions for new and existing clients across private banking teams
Kowloon, Hong KongOn-site+8y experienceJob Match ScoreCreate Profile16 days agoMorgan Stanley
Sanctions Compliance Officer – Vice President
5 years relevant experience in financial institutionDetailed understanding of ofac, hmt, eu sanctions lawsKnowledge of equities, fixed income, commodities marketsComprehensive benefits pyckage included
The role involves providing economic sanctions-related business advice and overseeing APAC-based businesses within the Global Financial Crimes division
Hong KongFull time+5y experienceJob Match ScoreCreate Profile17 days agoMe2Works
Avp, Sanction At Ocbc Bank (hong Kong) Limited
7 years aml sanctions compliance experienceConduct sanctions investigations and risk assessmentsKnowledge of un ofac eu regulationsThe role requires staying up-to-date with evolving sanctions regulations and emerging trends to implement effective controls
Hong KongOn-site+7y experienceJob Match ScoreCreate Profile18 days agoInteractive Brokers Group, Inc.
Trade Surveillance Team Lead / Analyst
Trade monitoring and surveillance experienceKnowledge of exchange rules and trading conductExperience handling regulatory inquiriesThe role involves conducting trade monitoring and surveillance while reviewing systems to enhance existing reports
Hong KongExperience requiredJob Match ScoreCreate Profile19 days agoInteractive Brokers Group, Inc.
Trade Surveillance Team Lead / Analyst
Trade monitoring and surveillance experienceKnowledge of exchange rules and trading conductExperience handling regulatory inquiriesThe role involves conducting trade monitoring and surveillance while reporting to the Regional Head of Surveillance
Hong KongExperience requiredJob Match ScoreCreate Profile19 days agoInteractive Brokers Group, Inc.
Trade Surveillance Team Lead / Analyst
Trade monitoring and surveillance experienceKnowledge of exchange rules and trading conductFluency in english written and spokenThe role involves conducting trade monitoring and surveillance while reviewing systems to enhance existing reports
Hong KongExperience requiredJob Match ScoreCreate Profile19 days agoInteractive Brokers
Trade Surveillance Team Lead / Analyst
Direct financial market experienceFluency in english written and spokenPrior trade monitoring and surveillance experienceThe role involves conducting trade monitoring and surveillance while reporting to the Regional Head of Surveillance
Hong KongExperience requiredJob Match ScoreCreate Profile19 days agoMorgan Stanley
Fixed Income Compliance - Vice President
Fluency in english and mandarinUnderstanding of fx interest rate credit commoditiesExperience in sales & trading compliance or regulatorThis role provides oral and written general and transactional advice to the Fixed Income Division on the interpretation and application of compliance policies
Hong Kong, HKFull timeExperience requiredJob Match ScoreCreate Profile19 days agoJPMorgan Chase & Co.
Compliance - Personal Account Dealing Advisory - Associate
Minimum 3 years compliance experienceInterpret regulations into policiesStrong analytical judgment skillsJoin the Personal Account Dealing advisory team to shape advice using approved AI to streamline processes and strengthen controls
Kwun Tong, Hong KongOn-site+3y experienceJob Match ScoreCreate Profile19 days agoJPMorgan Chase
Compliance - Personal Account Dealing Advisory - Associate
Minimum 3 years compliance experienceInterpret regulations into policiesAssess personal account dealing risksJoin the Personal Account Dealing advisory team to shape advice using approved AI to streamline processes and strengthen controls
Kwun Tong, Hong KongOn-site+3y experienceJob Match ScoreCreate Profile19 days agoTAG Aviation
Safety And Compliance Officer At Tag Macau Fbo
Conduct internal safety and compliance auditsSupport safety management system (sms) administrationAssist in risk assessments and hazard identificationTAG Aviation is a global leader in business aviation with over 50 years of history focused on safety, reliability, and operational excellence
Hong KongOn-site+2y experienceJob Match ScoreCreate Profile19 days agoPCCW-HKT DataCom Services Ltd
Senior Executive, Complaint Investigation
Mpf complaint investigation experienceMpfa regulatory knowledgeMpf administration processesThe role involves investigating and resolving complaint cases received from service and contact centers related to MPF services
Hong Kong, HK+1y experienceJob Match ScoreCreate Profile19 days agoTP ICAP
Compliance Officer- Equities Surveillance
2-4 years compliance experienceFront office and back office awarenessStrong understanding of equities electronic tradingThis role provides real-time compliance support to the business on a trading floor basis within TP ICAP Group's Liquidnet Hong Kong operations
Hong Kong, HKNot specified (potentially office-based considering the trading floor context).Full time+4y experienceJob Match ScoreCreate Profile20 days agoHuatai International Financial Holdings Company Limited
Ficc - Legal Counsel, Ficc & Derivatives At Huatai International Financial Holdings Company Limited
Real-time legal analysis of bond and derivative transactionsDrafting and negotiation of isda and gmra agreementsMonitoring sfc and hkma regulatory developmentsThis role serves as a crucial legal and compliance partner for Huatai International's cross-border capital market services
Hong KongOn-site+3y experienceJob Match ScoreCreate Profile20 days agoZurich Insurance Company Ltd
Senior Officer, Compliance (one-year Contract)
Bachelor's degree requiredMinimum 2 years compliance experienceEnglish and chinese language proficiencyThe role involves supporting the development of insightful internal compliance reports and identifying enhancement opportunities to meet regulatory requirements
Hong Kong, HKOn-site+2y experienceJob Match ScoreCreate Profile23 days agoHyphen Connect
Compliance Officer/ Money Laundering Reporting Officer (co/mlro)
Aml/cft system establishment and maintenanceCustomer due diligence for transactions above hkd 8,000Regulatory inquiry handling with customs and excise departmentThe role serves as the designated Compliance Officer and Money Laundering Reporting Officer responsible for the firm's AML/CFT systems under the AMLO
Hong KongOn-siteExperience requiredJob Match ScoreCreate Profile23 days agoHyphen Partners
Compliance Officer/ Money Laundering Reporting Officer (co/mlro)
Aml/cft system establishmentCustomer due diligence proceduresRegulatory inquiry handlingThe role serves as the designated Compliance Officer and Money Laundering Reporting Officer responsible for establishing and maintaining the firm's AML/CFT systems
Hong KongOn-siteJob Match ScoreCreate Profile23 days agoWellington Management
Compliance Analyst, Apac
1 to 3 years foundational compliance experienceStrong attention to detail under tight deadlinesAbility to apply analytical decision-making skillsThe role involves handling licensing applications and ongoing notifications to the SFC while advising licensed staff on CPT requirements
Hong KongFully remoteFull time+3y experienceJob Match ScoreCreate Profile23 days agoTP ICAP
Compliance Officer
2-4 years compliance experienceKnowledge of asian markets and sfc regulationsExperience in equities electronic trading environmentThis role provides real-time compliance support to the Liquidnet APAC business within TP ICAP Group
Hong KongFull time+4y experienceJob Match ScoreCreate Profile23 days agoMorgan Stanley
Fixed Income Compliance - Vice President
Fluency in english and mandarinUnderstanding of fx and interest rate productsExperience in sales & trading complianceComprehensive employee benefits + perks mentioned
This role provides critical compliance advice and guidance to the Fixed Income Division across seven jurisdictions in Asia
Hong KongFull timeExperience requiredJob Match ScoreCreate Profile23 days agoMorgan Stanley UK
Fixed Income Compliance - Vice President
Fluency in english and mandarinKnowledge of asian regulatory regimesUnderstanding of fx and interest rate productsThis role provides critical compliance advice and guidance to the Fixed Income Division across seven jurisdictions in Asia
Hong Kong, HKFull timeExperience requiredJob Match ScoreCreate Profile24 days agoCICC
Compliance Officer (aml Team) At Cicc
Aml and sanction risk monitoringEnhanced client onboarding and kycFatca and crs compliance reportingThe role involves performing AML and sanction risk monitoring alongside transaction surveillance for the firm's Hong Kong business units
Hong Kong, HKOn-siteJob Match ScoreCreate Profile24 days ago
